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MagStone News
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DOJ's New M&A Safe Harbor Policy for Voluntary Self-Disclosures
September 27, 2024 On October 4, 2023, U.S. Deputy Attorney General Lisa Monaco announced a new Safe Harbor Policy by the Department of Justice (DOJ) regarding mergers and acquisitions (M&A). -
The U.S. Securities and Exchange Commission (SEC) has proposed amendments to Form PF.
September 27, 2024 On August 10, 2022, the U.S. Securities and Exchange Commission ("SEC") and the Commodity Futures Trading Commission ("CFTC") proposed amendments to Form PF ("Proposed Amendments") to revise the reporting requirements for SEC-registered private -
The U.S. Securities and Exchange Commission (SEC) has filed a lawsuit regarding insider trading in cryptocurrencies.
September 27, 2024 On July 21, 2022, the U.S. Securities and Exchange Commission (hereinafter referred to as the "SEC") filed a lawsuit in the District Court for the Western District of Washington against former Coinbase employee Ishan Wah -
SEC Updates Electronic Filing Requirements.
September 27, 2024 On June 3, 2022, the U.S. Securities and Exchange Commission ("SEC") adopted an amendment requiring companies to electronically file certain documents through the EDGAR system, replacing the paper-based filing method ("Amendment"). -
The U.S. Securities and Exchange Commission (SEC) has proposed a rule requiring investment advisers and investment companies to make ESG disclosures.
September 27, 2024 On May 25, 2022, the U.S. Securities and Exchange Commission (SEC) proposed amendments to the Investment Advisers Act of 1940 and the Investment Company Act of 1940 (the "Proposed Rules") -
SEC proposes to include more market participants under the rules for "dealers" or "government securities dealers".
September 27, 2024 The U.S. Securities and Exchange Commission (SEC) has recently proposed new rules requiring certain market participants, including private funds and proprietary trading firms, to register as dealers
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