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SECURITIES LAW

美国证券交易委员会（SEC）增强了对Form N-PORT和Form N-CEN的报告要求

2024-09-23

SEC Enhances Reporting on Forms N-PORT & N-CEN

2024-09-23

美国证券交易委员会通过与仅通过互联网进行投资顾问业务的相关改革

2024-05-20

SEC Adopts Reforms Relating to Investment Advisers Operating Exclusively Through the Internet

2024-05-20

美国证券交易委员会强化了对私募基金顾问的监管

2023-10-16

SEC Enhances the Regulation of Private Fund Advisers

2023-10-16

DOJ’s New M&A Safe Harbor Policy for Voluntary Self-Disclosures

2023-10-04

DOJ（美国司法部）关于自愿自我披露的新的并购交易安全港政策

2023-10-04

美国证监会提出对PF表格的拟议修订

2022-08-10

SEC Proposes Amendments to Form PF

2022-08-10

美国证监会就加密货币内幕交易提起诉讼

2022-07-21

SEC Brought Enforcement Action Regarding Insider Trading of Cryptocurrency

2022-07-21

SEC更新电子申报要求

2022-06-03

SEC Updates Electronic Filing Requirements

2022-06-03

美国证监会提出要求投资顾问和投资公司提出进行ESG披露的拟议规则

2022-05-25

SEC Proposes ESG Disclosure Requirements for Investment Advisers and Investment Companies

2022-05-25

SEC 提议将更多市场参与者纳入“交易商”或“政府证券交易商”的规则

2022-05-20

SEC Proposes Rules to Include More Market Participants as
“Dealers” or “Government Securities Dealers”

2022-05-20

SEC主席和美国财政部部长就加密货币监管发表讲话

2022-04-04

SEC Chair and US Treasury Speak on Regulation of Cryptocurrency

2022-04-04

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