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SECURITIES LAW

SEC Proposes Amendments to Form PF

2022-08-10

SEC Brought Enforcement Action Regarding Insider Trading of Cryptocurrency​

2022-07-21

SEC Updates Electronic Filing Requirements​

2022-06-03

SEC Proposes ESG Disclosure Requirements for Investment Advisers and Investment Companies​​

2022-05-25

SEC Proposes Rules to Include More Market Participants as
​“Dealers” or “Government Securities Dealers”​

2022-05-20

SEC Chair and US Treasury Speak on Regulation of Cryptocurrency

2022-04-04

SEC Issues Amendments to Implement HFCAA

2021-05-05

美国证券交易委员会发布修正案以实施《外国公司问责法案》

2021-05-05

美国证监会颁布有关众筹条例的临时规定,加速小型企业众筹发行交易

2020-05-26

The SEC’s Proposed Rules on Climate-Related Disclosures

2022-03-21

SEC Imposes New Disclosure Requirements on Chinese Companies Seeking IPO in the U.S.

2021-08-13

美国证监会提出要求投资顾问和投资公司提出进行ESG披露的拟议规则

2022-05-25

SEC主席和美国财政部部长就加密货币监管发表讲话

2022-04-04

SEC Request for Public Inputs on Climate Change - Investors and
companies have their own opinions

2000-07-15

SEC对赴美寻求IPO的中国公司就信息披露提出新要求

2021-07-30

SEC Amends Exemptions from Investment Adviser Registration for Advisers to Rural Business Investment Companies

2020-03-09

美国证监会提出对PF表格的拟议修订

2022-08-10

美国证券交易委员会提出豁免中间人证券经纪商注册之议案

2020-10-07

美国证券交易委员会修改“合格投资者”定义允许更多投资人参与私募交易

2020-08-26

美国证券交易委员会通过关于组合基金架构的监管框架

2020-10-07

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