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SECURITIES LAW

美国证券交易委员会强化了对私募基金顾问的监管

2023-10-16

SEC Enhances the Regulation of Private Fund Advisers

2023-10-16

DOJ’s New M&A Safe Harbor Policy for Voluntary Self-Disclosures

2023-10-04

DOJ（美国司法部）关于自愿自我披露的新的并购交易安全港政策

2023-10-04

美国证监会提出对PF表格的拟议修订

2022-08-10

SEC Proposes Amendments to Form PF

2022-08-10

美国证监会就加密货币内幕交易提起诉讼

2022-07-21

SEC Brought Enforcement Action Regarding Insider Trading of Cryptocurrency

2022-07-21

SEC更新电子申报要求

2022-06-03

SEC Updates Electronic Filing Requirements

2022-06-03

美国证监会提出要求投资顾问和投资公司提出进行ESG披露的拟议规则

2022-05-25

SEC Proposes ESG Disclosure Requirements for Investment Advisers and Investment Companies

2022-05-25

SEC 提议将更多市场参与者纳入“交易商”或“政府证券交易商”的规则

2022-05-20

SEC Proposes Rules to Include More Market Participants as
“Dealers” or “Government Securities Dealers”

2022-05-20

SEC主席和美国财政部部长就加密货币监管发表讲话

2022-04-04

SEC Chair and US Treasury Speak on Regulation of Cryptocurrency

2022-04-04

SEC Proposes Rules to Enhance Disclosure and Investor Protection Relating to Special Purpose Acquisition Companies, Shell Companies, and Projections

2022-03-30

SEC 提出规则以加强与特殊目的收购公司、空壳公司和预测相关的信息披露和投资者保护

2022-03-30

The SEC’s Proposed Rules on Climate-Related Disclosures

2022-03-21

美国证券交易委员会关于气候相关信息披露的拟议规则

2022-03-21

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